Why I am disappointed with Nature Communications

Towards the end of last year I wrote up some initial reactions to the announcement of Nature Communications and the communications team at NPG were kind enough to do a Q&A to look at some of the issues and concerns I raised. Specifically I was concerned about two things. The licence that would be used for the “Open Access” option and the way that journal would be positioned in terms of “quality”, particularly as it related to the other NPG journals and the approach to peer review.

Unfortunately I have to say that I feel these have been fudged, and this is unfortunate because there was a real opportunity here to do something different and quite exciting.  I get the impression that that may even have been the original intention. But from my perspective what has resulted is a poor compromise between my hopes and commercial concerns.

At the centre of my problem is the use of a Creative Commons Attribution Non-commercial licence for the “Open Access” option. This doesn’t qualify under the BBB declarations on Open Access publication and it doesn’t qualify for the SPARC seal for Open Access. But does this really matter or is it just a side issue for a bunch of hard core zealots? After all if people can see it that’s a good start isn’t it? Well yes, it is a good start but non-commercial terms raise serious problems. Putting aside the fact that there is an argument that universities are commercial entities and therefore can’t legitimately use content with non-commercial licences the problem is that NC terms limit the ability of people to create new business models that re-use content and are capable of scaling.

We need these business models because the current model of scholarly publication is simply unaffordable. The argument is often made that if you are unsure whether you are allowed to use content then you can just ask, but this simply doesn’t scale. And lets be clear about some of the things that NC means you’re not licensed for: using a paper for commercially funded research even within a university, using the content of paper to support a grant application, using the paper to judge a patent application, using a paper to assess the viability of a business idea…the list goes on and on. Yes you can ask if you’re not sure, but asking each and every time does not scale. This is the central point of the BBB declarations. For scientific communication to scale it must allow the free movement and re-use of content.

Now if this were coming from any old toll access publisher I would just roll my eyes and move on, but NPG sets itself up to be judged by a higher standard. NPG is a privately held company, not beholden to share holders. It is a company that states that it is committed to advancing scientific communication not simply traditional publication. Non-commercial licences do not do this. From the Q&A:

Q: Would you accept that a CC-BY-NC(ND) licence does not qualify as Open Access under the terms of the Budapest and Bethesda Declarations because it limits the fields and types of re-use?

A: Yes, we do accept that. But we believe that we are offering authors and their funders the choices they require.Our licensing terms enable authors to comply with, or exceed, the public access mandates of all major funders.

NPG is offering the minimum that allows compliance. Not what will most effectively advance scientific communication. Again, I would expect this of a shareholder-controlled profit-driven toll access dead tree publisher but I am holding NPG to a higher standard. Even so there is a legitimate argument to be made that non-commercial licences are needed to make sure that NPG can continue to support these and other activities. This is why I asked in the Q&A whether NPG made significant money off re-licensing of content for commercial purposes. This is a discussion we could have on the substance – the balance between a commercial entity providing a valuable service and the necessary limitations we might accept as the price of ensuring the continued provision of that service. It is a value for money judgement. But not one we can make without a clear view of the costs and benefits.

So I’m calling NPG on this one. Make a case for why non-commercial licences are necessary or even beneficial, not why they are acceptable. They damage scientific communication, they create unnecessary confusion about rights, and more importantly they damage the development of new business models to support scientific communication. Explain why it is commercially necessary for the development of these new activities, or roll it back, and take a lead on driving the development of science communication forward. Don’t take the kind of small steps we expect from other, more traditional, publishers. Above all, lets have that discussion. What is the price we would have to pay to change the license terms?

Because I think it goes deeper. I think that NPG are actually limiting their potential income by focussing on the protection of their income from legacy forms of commercial re-use. They could make more money off this content by growing the pie than by protecting their piece of a specific income stream. It goes to the heart of a misunderstanding about how to effectively exploit content on the web. There is money to be made through re-packaging content for new purposes. The content is obviously key but the real value offering is the Nature brand. Which is much better protected as a trademark than through licensing. Others could re-package and sell on the content but they can never put the Nature brand on it.

By making the material available for commercial re-use NPG would help to expand a high value market for re-packaged content which they would be poised to dominate. Sure, if you’re a business you could print off your OA Nature articles and put them on the coffee table, but if you want to present them to investors you want that Nature logo and Nature packaging that you can only get from one place.  And that NPG does damn well. NPG often makes the case that it adds value through selection, presentation, and aggregation. It is the editorial brand that is of value. Let’s see that demonstrated though monetization of the brand, rather than through unnecessarily restricting the re-use of the content, especially where authors are being charged $5000 to cover the editorial costs.

Reblog this post [with Zemanta]

Data is free or hidden – there is no middle ground

Science commons and other are organising a workshop on Open Science issues as a satellite meeting of the European Science Open Forum meeting in July. This is pitched as an opportunity to discuss issues around policy, funding, and social issues with an impact on the ‘Open Research Agenda’. In preparation for that meeting I wanted to continue to explore some of the conflicts that arise between wanting to make data freely available as soon as possible and the need to protect the interests of the researchers that have generated data and (perhaps) have a right to the benefits of exploiting that data.

John Cumbers proposed the idea of a ‘Protocol’ for open science that included the idea of a ‘use embargo’; the idea that when data is initially made available, no-one else should work on it for a specified period of time. I proposed more generally that people could ask that people leave data alone for any particular period of time, but that there ought to be an absolute limit on this type of embargo to prevent data being tied up. These kinds of ideas revolve around the need to forge community norms – standards of behaviour that are expected, and to some extent enforced, by a community. The problem is that these need to evolve naturally, rather than be imposed by committee. If there isn’t community buy in then proposed standards have no teeth.

An alternative approach to solving the problem is to adopt some sort ‘license’. A legal or contractual framework that creates obligation about how data can be used and re-used. This could impose embargoes of the type that John suggested, perhaps as flexible clauses in the license. One could imagine an ‘Open data – six month analysis embargo’ license. This is attractive because it apparently gives you control over what is done with your data while also allowing you to make it freely available. This is why people who first come to the table with an interest in sharing content always start with CC-BY-NC. They want everyone to have their content, but not to make money out of it. It is only later that people realise what other effects this restriction can have.

I had rejected the licensing approach because I thought it could only work in a walled garden, something which goes against my view of what open data is about. More recently John Wilbanks has written some wonderfully clear posts on the nature of the public domain, and the place of data in it, that make clear that it can’t even work in a walled garden. Because data is in the public domain, no contractual arrangement can protect your ability to exploit that data, it can only give you a legal right to punish someone who does something you haven’t agreed to. This has important consequences for the idea of Open Science licences and standards.

If we argue as an ‘Open Science Movement’ that data is in and must remain in the public domain then, if we believe this is in the common good, we should also argue for the widest possible interpretation of what is data. The results of an experiment, regardless of how clever its design might be, are a ‘fact of nature’, and therefore in the public domain (although not necessarily publically available). Therefore if any person has access to that data they can do whatever the like with it as long as they are not bound by a contractual arrangement. If someone breaks a contractual arrangement and makes the data freely available there is no way you can get that data back. You can punish the person who made it available if they broke a contract with you. But you can’t recover the data. The only way you can protect the right to exploit data is by keeping it secret. The is entirely different to creative content where if someone ignores or breaks licence terms then you can legally recover the content from anyone that has obtained it.

Why does this matter to the Open Science movement? Aren’t we all about making the data available for people to do whatever anyway? It matters because you can’t place any legal limitations on what people do with data you make available. You can’t put something up and say ‘you can only use this for X’ or ‘you can only use it after six months’ or even ‘you must attribute this data’. Even in a walled garden, once there is one hole, the entire edifice is gone. The only way we can protect the rights of those who generate data to benefit from exploiting it is through the hard work of developing and enforcing community norms that provide clear guidelines on what can be done. It’s that or simply keep the data secret.

What is important is that we are clear about this distinction between legal and ethical protections. We must not tell people that their data can be protected because essentially they can’t. And this is a real challenge to the ethos of open data because it means that our only absolutely reliable method for protecting people is by hiding data. Strong community norms will, and do, help but there is a need to be careful about how we encourage people to put data out there. And we need to be very strong in condemning people who do the ‘wrong’ thing. Which is why a discussion on what we believe is ‘right’ and ‘wrong’ behaviour is incredibly important. I hope that discussion kicks off in Barcelona and continues globally over the next few months. I know that not everyone can make the various meetings that are going on – but between them and the blogosphere and the ‘streamosphere‘ we have the tools, the expertise, and hopefully the will, to figure these things out.

Related articles

Zemanta Pixie

More on the science exchance – or building and capitalising a data commons

Image from Wikipedia via ZemantaBanknotes from all around the World donated by visitors to the British Museum, London

Following on from the discussion a few weeks back kicked off by Shirley at One Big Lab and continued here I’ve been thinking about how to actually turn what was a throwaway comment into reality:

What is being generated here is new science, and science isn’t paid for per se. The resources that generate science are supported by governments, charities, and industry but the actual production of science is not supported. The truly radical approach to this would be to turn the system on its head. Don’t fund the universities to do science, fund the journals to buy science; then the system would reward increased efficiency.

There is a problem at the core of this. For someone to pay for access to the results, there has to be a monetary benefit to them. This may be through increased efficiency of their research funding but that’s a rather vague benefit. For a serious charitable or commercial funder there has to be the potential to either make money, or at least see that the enterprise could become self sufficient. But surely this means monetizing the data somehow? Which would require restrictive licences, which is not at the end what we’re about.

The other story of the week has been the, in the end very useful, kerfuffle caused by ChemSpider moving to a CC-BY-SA licence, and the confusion that has been revealed regarding data, licencing, and the public domain. John Wilbanks, whose comments on the ChemSpider licence, sparked the discussion has written two posts [1, 2] which I found illuminating and have made things much clearer for me. His point is that data naturally belongs in the public domain and that the public domain and the freedom of the data itself needs to be protected from erosion, both legal, and conceptual that could be caused by our obsession with licences. What does this mean for making an effective data commons, and the Science Exchange that could arise from it, financially viable? Continue reading “More on the science exchance – or building and capitalising a data commons”

Protocols for Open Science

interior detail, stata center, MIT. just outside science commons offices.

One of the strong messages that came back from the workshop we held at the BioSysBio meeting was that protocols and standards of behaviour were something that people would appreciate having available. There are many potential issues that are raised by the idea of a ‘charter’ or ‘protocol’ for open science but these are definitely things that are worth talking about. I thought I would through a few ideas out and see where they go. There are some potentially serious contradictions to be worked through. Continue reading “Protocols for Open Science”